Associate Intensive
The ACI Associate Intensive is a two day course for professionals with at least one year’s experience in the compliance and risk profession.
Course Program
This comprehensive course is delivered by an expert facilitator on the following topics: (link to speakers/facilitators)
| DAY ONE | DAY TWO |
|---|---|
| Compliance Risk Assessment and Risk Appetite - using the ISO13000 Risk Standard and other frameworks | AS/NZS 3806 2006 - The old and new standard |
| Workshop: Conducting a Compliance Risk Assessment - consideration of legal risks, procedural risks, behavioural risks, ethical issues and solutions | AS/ISO 10002 Complaints Handling and Whistleblowing - understanding customer expectations and preferences |
| Role of Compliance Officer and skills and competencies in practice | Workshop: Incident Investigation - process, risk ethical, procedural fairness and natural justice |
| Workshop: Compliance Policy and Objectives | Verifiable training - links to risks, competencies and good practice |
| Governance frameworks for good practice | Drafting a compliance plan - communicating the message |
| Legal Issues for Compliance Officers - how to ask questions, how to answer questions and understand consequences | Benchmarking against AS3806 and good practice - metrics and continuous improvement |
| Investigations - planning, programming, conducting and controlling |
Learning Outcomes
- Compliance and its application across a wide range of industries and compliance issues
- How to identify compliance risks in an organisation and conduct and apply a compliance risk assessment
- The role, function, skills and competencies of a Compliance Officer
- How to draft a compliance policy and compliance program objectives
- Some legal issues confronting Compliance Officer and how to manage them
- How to conduct compliance investigations
- How to conduct incident investigation and root cause analysis
- Developing, assessing and making use of Complaints and Whistleblowing systems
- Verifiable compliance training
- How to develop and apply compliance plans
- How to benchmark compliance programs against AS3806 - Compliance Programs (2006) and good practice
Please click here to view the full course brochure
Pre-reading
All participants should be familiar with the AS/NZS 3806.
Assessment
Final assessment for the Associate Intensive course will be based on a combination of:
- Class participation and contribution within the course
- Satisfactory completion of a take home assignment task. The assignment will be provided at the course (approx. 3500 - 4000 words)
Associate Accreditation
To achieve ACI Associate Accreditation you must:
- Be a current financial member of ACI
- Successfully complete your take home assessment task
- Maintain 20 CPD points in the membership year
- Agree to adhere to the ACI Code of Ethics
Course Rates
ACI Members: $2,200
Non Members/guests: $2,700
(Includes GST)
Accommodation and travel expenses are not covered by ACI.
Testimonials
“Excellent. It made you think outside the square. Process and principles were clear as a result.”
“Practical, relevant, thought provoking, as enable to go back to the review process, inject new thoughts with a view to improve standards with a practical approach.”
“It was a very informative and enjoyable exercise and I would certainly recommend it to others.”
Course Dates
For the full list of course loactions, dates and venue details please click on the below link to be taken to the ACI Associate Intensive event page.
Registration
To register for the Associate Intensive, please CLICK HERE to be taken to the registration page or contact ACI’s Professional Development Manager on +61 2 9290 1788.
